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Disciplinary Committees of Inquiry

Decisions of the Disciplinary Committee

  • Respondent found guilty or not guilty;

  • If guilty – reprimand/fine to a maximum of N$1 000 per contravention;

  • Withdrawal of a Fidelity Fund Certificate.

  • Summonses and subpoenas are sent to relevant parties to appear;

  • Chairperson and two committee members conduct the proceedings;

  • Case presenter/prosecutor present the cases;

  • Proceedings are mainly inquisitorial;

  • Legal representation is permitted.


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