Decisions of the Disciplinary Committee
Respondent found guilty or not guilty;
If guilty – reprimand/fine to a maximum of N$1 000 per contravention;
Withdrawal of a Fidelity Fund Certificate.
Summonses and subpoenas are sent to relevant parties to appear;
Chairperson and two committee members conduct the proceedings;
Case presenter/prosecutor present the cases;
Proceedings are mainly inquisitorial;
Legal representation is permitted.